UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MARINER HOLDINGS, LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD, KS 66211 |
Affiliate of Inv Advisor | |||
MARINER STATISTICAL OPPORTUNITY FUND LP 4200 WEST 115TH STREET SUITE 100 LEAWOOD, KS 66211 |
Affiliate of Inv Advisor | |||
MARINER PRIVATE EQUITY, LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD, KS 66211 |
Affiliate of Inv Advisor | |||
Mariner Capital Ventures, LLC 4200 W. 115TH STREET SUITE 100 LEAWOOD, KS 66211 |
Affiliate of Inv Advisor | |||
TORTOISE HOLDINGS, LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD, KS 66211 |
Affiliate of Inv Advisor | |||
MARINER INSURANCE RESOURCES, LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD, KS 66211 |
Affiliate of Inv Advisor | |||
Mariner Capital Partners LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD, KS 66211 |
Affiliate of Inv Advisor | |||
MARINER MEDICAL DIAGNOSTICS 1, LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD, KS 66211 |
Affiliate of Inv Advisor | |||
LABEL REAL ESTATE, LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD, KS 66211 |
Affiliate of Inv Advisor | |||
NPC CAPITAL PARTNERS II, LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD, KS 66211 |
Affiliate of Inv Advisor |
/s/ S. Kirk Lambright, on behalf of Mariner Medical Diagnostics 1, LLC and Label Real Estate, LLC | 10/19/2009 | |
**Signature of Reporting Person | Date | |
/s/ Martin C. Bicknell, on behalf of all other reporting persons | 10/19/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Remarks: A form 3 is limited to a maximum of ten reporting persons. As a result, this Form 3 is one of four filed today reporting the same securities by the following thirty-seven joint filers: Mariner Holdings, LLC, Mariner Consulting, LLC, Mariner Wealth Advisors, LLC, Mariner Value Strategies, LLC, Mariner Quantitative Solutions, LLC, MQS Long/Short Equity Fund, L.P., Mariner Real Estate Management, LLC, Mariner Real Estate Partners, LLC, Mariner Anderson One, LLC, Mariner Alternative Asset Management, LLC, Mariner Statistical Opportunities Fund, LP, Mariner Private Equity, LLC, Mariner Capital Ventures, LLC, Tortoise Holdings, LLC, Mariner Insurance Resources, LLC, Mariner Capital Partners, LLC, Mariner Medical Diagnostics 1, LLC, Label Real Estate, LLC, NPC Capital Partners II, LLC, Label Arts, LLC, We R, LLC, BAW Investments, LLC, Bicknell Properties, LLC, Great Plains Santa Rita, LLC, KCRS Partners, LLC, Bicknell Family Management Company, LLC, Bicknell Family Holding Company, LLC, Power Group Company, LLC, Power Group Risk Services, LLC, Adams-Gabbert & Associates, LLC, BF 161 Electric, LLC, BF Wyandotte Development, LLC, Rancho Sienna KC, LP, Trinity Bakersfield Development, LLC, Bicknell Family Finance Company, Santa Rita KC, LLC and Bicknell Family Management Company Trust. |